Total 21,213 compliance manager job vacancies in islandwide

Officer will be involved in Control Room (Group Compliance) functions listed below: -

• Provide research clearances for Research Department (against research blackout list)
• Maintain greylists and blackout lists in the PIP System
• Process staff's trade applications
• Handle staff's general enquiries relating to Staff Trading Policy & Chinese Walls & Conflict Management Policy
• Perform user acceptance testings for new PIP System

Comments for Vendors: We need the staff to be meticulous as the job requires manual input of data into a system and there will be no marker-checker function. Staff is required to ensure accuracy for the data keyed into the system.

Interested candidates kindly submit your updated CV in a Word Format to: Jasmin@Tangspac.com/ Only shortlisted candidates will be notify. Thank you.

Responsibilities

• Performing AML and KYC screenings on customers account opening.
• Reviewing and clearing transaction alerts and conducting investigations and to clear name screening and sanction alerts.
• Performing post transaction monitoring and raise RFI to our existing customers
• Conducting enhanced due diligence on suspicious transactions and assist with preparing suspicious transactions reports.
• Updating and maintaining the internal sanction/block lists.
• Contributing to and maintaining the policies, procedures and risk assessments that support the Company’s Compliance framework.
• Undertaking periodic CDD Reviews.
• Ensuring proper record keeping.
• Performing any other ad-hoc tasks and project work as assigned.
• To assist with clients’ documentation checks, regulatory AML and KYC due diligence.
• Perform investigations and review suspicious transactions/ alerts. Carry out proper escalations and file Suspicious Transaction Reports (STRs) with relevant authorities as necessary.
• Support any matters related to licensing.
• Develop internal controls and policies to ensure all compliance needs across all spheres of activity in the company are met.
• Complies legal requirements by studying existing and new legislation; enforcing adherence to requirements; advising management on needed actions.

Requirements

• Diploma/Degree with at least 1 year relevant experience in a financial institution, preferably at banks/payment institutions/money service business/consulting environment.
• Knowledge of the Payment Services Act (Singapore) and MAS Notices and Guidelines on AML/CFT
• Strong analytical, research and problem-solving skills
• Good at execution, pressure handling and teamwork.
• Excellent communication skills in English and Mandarin (both written and verbal).
• Must be available to work on weekends and Public Holidays

What we are offering

• Working as a part of a team in a multicultural environment built on collaboration, flexibility, and respect.
• Competitive compensation package
• Career growth and development opportunities

Job Description:

Our client is a CMS Licensed fund management company managing a quantitative global macro hedge fund with about USD 100m in AUM.

They are seeking a candidate for a Head of Operations/Compliance position to join their team. This position will liaise closely with the CEO and CIO to ensure smooth and effective operations. This position is based in Singapore.

Key Responsibilities

• Collaborate with the CEO in setting and driving organizational vision and operational strategy (individual contributor role)
• Develop an effective governance and controls framework encompassing policies and procedures, timely and appropriate management information and reporting of financials and compliance matters, risk management oversight (operational, compliance, cybersecurity)
• Responsibility and oversight for operational services provided by outsourced vendors/partners (Fund Administration, Legal, IT, Accountants, Regulators, etc.)
• Ensure that the AML & KYC of all investors is complete and remains adequate at all times
• Design and execute various strategic initiatives/projects to enhance business efficiency and growth
• Partner with internal stakeholders to drive operational excellence
• Develop networks and keep abreast of developments with peers in the industry

Attributes of the candidate

• Self-driven and strong analytically with an eye for details
• Strong interpersonal skills - building consensus where required but with the ability to convey authority and expertise with leadership team
• Ability to manage multiple stakeholders - regulators, investors, shareholders, service providers
• Strong grasp of the realities of good governance and risk management
• Comfortable with uncertainty and ambiguity

Experience & Qualifications

• Bachelor’s / Master’s degree or equivalent in Economics, Finance, Business Management, or related fields
• 5 – 10 years of relevant experience in compliance and operations of a fund management company
• Extensive knowledge in the rules/regulations and licensing regimes for various fund management structures - VCC, CMS

Basic Salary: $2300 - $2500

Working hours: 9am-6pm (Mon-Fri)

Location: 101 Cecil Street

Role:

1. Collaborate with cross-functional teams to enhance internal processes related to quotation speed, relevant shipping documents, inventory management (oversees WH), and supply chain planning in general

2. To assist in quotation matters

3. To liaise with partners on compliance matters

4. To ensure compliant coordination between pricing and operations team

5. To foster a culture of continuous learning and professional development within the team

Job Requirements:

• No experience needed （Fresh graduate is welcome）
• Proactive and willing to learn
• Proficient in English and Mandarin
• MS Office skills

A PLUS MANPOWER SERVICES PTE LTD

EA License No. 16C8280

MOM Reg No. R22107790

Your new company is a global leader within the logistics industry

Your new role as a Compliance Assistant Manager \ Manager would require you to:

• Manage compliance frameworks, policies and procedures including data privacy governance
• Monitor and assess business units compliance with various legislations including overseas markets
• Participate in compliance related reviews, investigations and management reporting activities
• Carry out awareness briefings and staff training on regulatory requirements

You will need:

• Bachelor's degree in relevant field
• Minimally 4 years of regulatory compliance and/or data governance related experience
• CCEP, CCEP or ICA

If you are interested in this position, please apply now, or send your resume to “RussellT@CHTalentresources.com”

EA License no.: 13C6338 I Reg no.: R21102857

• Finance services industry
• East (Hybrid)
• Support the Risk and Compliance department with administrative duties
• No experience needed. Training will be provided.

My client, in the financial services industry, is looking for a Compliance Admin.

Key Responsibilities:

• Support the Risk and Compliance department with administrative duties
• Perform Balance Scorecard Audits
• Provide support for new and ongoing due diligence requirements from business partners
• Assist with the fit and proper assessment of onboarding advisers
• Assist in any ad-hoc administrative duties required

Key Requirements:

• Diploma in Accountancy, Finance or relevant
• Familiar with Microsoft Office, especially Excel
• Strong communication skills to liaise with different stakeholders
• Diligent, able to work independently and under pressure
• Willing to learn and have positive attitude

How to Apply:

Interested candidate, please submit your updated resume in MS WORD Format to: Email – jingying.low@achievegroup.asia or call your Friendly Consultant, Jing Ying (Reg. No: R23115733), at 6590 9935 or WhatsApp 8482 1951 for a confidential discussion.

Please indicate the below information in your resume:

• Current & Expected salary
• Reason(s) for leaving
• Availability to commence work

Responsibilities:

• Ensure business operations are following applicable laws and corporate guidelines.
• Conduct investigation and due diligence check on company practices.
• Ensure company practices are adhere to relevant standards.
• Identify, address and resolve business operational issues arise
• Provide business compliance support to sales department and work cross functionally to ensure compliance.
• Stay up to date with trends & latest practices and inform stakeholders and management.
• Oversee the company's business and sales operations.
• Generate data analysis reports for managers to aid in strategic decision-making.
• Implement the risk audit team's recommendations.
• Enhance and include pertinent business conduct and rules initiatives.
• Provide training programmes based on the company's rules of conduct and values.
• Provide guidelines and ensure internal and external stakeholders are following the company's conduct, policies, guidelines, and ethical standards.
• Create and implement procedures for tracking and evaluating adherence.
• Ad hoc duties assigned.

Requirements:

• Bachelor in Business Administration, Finance, Risk Management, Audit or equivalent.
• At least 3 - 5 years of business compliance with data analysis skills.
• Able to work independently will be an added advantage.

Interested candidates who wish to apply for the advertised position, please send in your resume to gs1@talenttradersg.com.

EA License No: 13C6305

Reg. No.: R24120209

For candidate who applied for the advertised position is deemed to have consented to us that we may collect, use or disclose your personal information for purpose in connection with the services provided by us.

Senior Information Security Compliance Specialist for a leading Global Law Firm!

• Leading Global Law Firm
• Opportunity to drive Information Security compliance and ensure data protection and governance
• Regional exposure and opportunity to travel to regional and global offices

Our client is a leading global law firm with presence in 29 countries wordwide. With a distinguished reputation spanning decades, they are recognised for their unparalleled legal advice and innovative solutions to complex business challenges. The firm operates across major financial centres worldwide, serving a diverse clientele of multinational corporations, financial institutions, and governments with a commitment to excellence, integrity, and client satisfaction.

They are looking for a Senior Information Security Compliance Specialist to join the Global Information Security team. You will be involved in ensuring timely completion of client compliance questionnaires and providing support for information security aspects of client and regulatory audits. You will be involved in reviewing client engagement terms, drafting new policies and updating existing ones. You will also support external security audits, certifications, and third party reviews to maintain robust information security controls and compliance standards.

To qualify, you must have the following:

• At least a bachelor's degree in Information Security or other related fields of study. CISSP or CISA certifications are highly desirable.
• Over 5 years of working experience in Information Security or IT Audit with at least 1 year in a similar compliance role.
• Familiarity with standards and guidelines such as ISO27001, PDPA, GDPR etc.
• Skilled in efficiently analysing extensive datasets to pinpoint crucial details and detect potential issues.
• Proficient in handling multiple tasks simultaneously and adapting to shifting priorities.
• Able to effectively navigate ambiguity.
• Demonstrates meticulousness and attention to detail.
• Excellent communication and interpersonal skills to engage with various stakeholders.
• Open to occasional travel or flexible hours to attend global meetings.

If you have what it takes, please send your resume to syafiqah@ambition.com.sg or click APPLY NOW. For more information, please visit www.ambition.com.sg.

Data provided is for recruitment purposes only. Regrettably, only shortlisted candidates will be notified. Business Reg No : 200611680D | Licence No : 10C5117 | EA Reg No : R2199023

Responsibilities:

• Provide overall legal advices to the company.
• Review, compose, and execute a variety of legal agreements and contracts.
• Provide legal advices on data protection policies and procedures.
• Understanding of market developments regarding legal compliance and potential threats.
• Evaluate legal compliance and potential threats.
• Examine and assess internal policies and practices and make suggestions to improve adherence.
• Communicate with the appropriate authorities about different compliance-related matters.
• Support preparation of reports pertaining to privacy, risk management, and compliance.
• Familiarity with sustainability reporting and ESG implementation guidelines.
• Coordinate all compliance and legal issues with the headquarters' legal department.

Requirements:

• Degree in Legal Studies or equivalent.
• At least 3 – 5 years of experience in legal and compliance, preferably with exposure in Southeast Asia countries.
• Willingness to travel with SEA countries.

Interested candidates who wish to apply for the advertised position, please send in your resume to gs1@talenttradersg.com.

EA License No: 13C6305

Reg. No.: R24120209

For candidate who applied for the advertised position is deemed to have consented to us that we may collect, use or disclose your personal information for purpose in connection with the services provided by us.

Responsibilities:

• Develop and implement product strategies for commercial products in the assigned region.
• Drive product development initiatives, working closely with R&D and marketing teams.
• Conduct market research and analysis to identify market needs and opportunities.
• Create and execute product launch plans, including pricing, positioning, and promotional activities.
• Collaborate with sales teams to provide product training and support.
• Monitor and analyze product performance and market trends.
• Develop strong relationships with key customers and distributors.
• Manage product inventory and distribution in the assigned region.
• Stay updated on industry developments and competitor activities.
• Provide regular reports to management on product performance and market insights.

Requirements:

• Degree in Business Administration, Marketing, or equivalent.
• At least 3 – 5 years of experience in product management, preferably from the office appliances or consumer electronics industry.
• Proven track record of successfully launching and managing products.

Interested candidates who wish to apply for the advertised position, please click 'APPLY' to send in your resume.

EA License No: 13C6305

Reg. No.: R24120209

For candidate who applied for the advertised position is deemed to have consented to us that we may collect, use or disclose your personal information for purpose in connection with the services provided by us.

Our client, one of world’s largest financial services institutions is looking for:

Compliance Consultant

Responsibilities:

• Uphold the integrity of the exchanges and the operations of a fair, orderly and transparent market by supervising the conduct of market participants.
• Actively monitor the trading activities of participants on the trading platform.
• Review alerts generated for any potential trading irregularities and escalate to Head, Regulations and Compliance on any Rule breaches.
• Regularly review the alert models and policy to keep them aligned to regulatory requirements.

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Interested applicants can also email CV at vimmi@nsearchglobal.com (for faster processing, please state the exact job/position title applied “Compliance Consultant”)

Only shortlisted candidates will be notified.

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EA License Number: 10C3636
EA Personnel Name: Vimmi Baunthiyal
EA Personnel Registration Number: R1543982

Introduction to the role:

Our Client a MNC fintech giant is looking for a Compliance Project Manager.

Key Responsibilities:

· Understand the business requirements and propose an end-to-end system and operational solution for the Unsecured Lending, Cards & Payments Business.

· Act as a bridge between the Product Managers and the Operations/Technology teams, where applicable to communicate the business requirements effectively.

· Have an in-depth technical understanding of finance compliances and liaise on them with the product manager and IT to get them tracked and executed. Worked on devising high level approach in conjunction with IT colleagues, to ensure the business interests are met.

· Manage, coordinate and prioritise the Unsecured Lending, Cards & Payments Business related enhancement & Projects.

· Participate in innovative project development and implementation, where appropriate.

· Support Cross-functional projects with teams from operations, technology and other partners through a collaborative approach that supports project objectives.

· Responsible for managing a team comprising of test analysts to support the above business lines.

· Provide leadership and work closely with the test analysts to support the test cases design, coordination, preparation, and execution under the UAT phase leading to deployment.

· Exercise judgment by clarifying on the tasks, deliverables, and provides leadership to the test analysts.

Requirement:

· Degree in Computer Science, Business Information Systems or equivalent area of study

· Good understanding of project & test methodology and experience in a SDLC and other methodologies (Agile etc).

· Prior experience working in Singapore/APAC with at least 8 or more years of relevant working experience.

· Prior experience with finance compliance projects is a must.

· Familiar with AS400 environment or similar card systems platform.

· Possess good knowledge in for Unsecured Lending, Cards & Payments Business – Issuing & Acquiring)

· Optional strong understanding of domain - Core Banking, Retail Banking, Corporate Banking.

· Managed end-to-end project or test management in multiple engagements environment.

· Demonstrate good working attitude & leadership qualities.

· Strong interpersonal, communication skills and ability to work under pressure and tight deadline.

We regret to inform that only shortlisted candidates will be notified / contacted.

For more information you can email Leah Kanagaratnam in our Singapore office on leah.kanagaratnam@teksystems.com quoting Job Reference Leah Kanagaratnam 541420.

Job Reference: Leah Kanagaratnam 541420

EA Registration No: Leah Kanagaratnam, R22104472

Allegis Group Singapore Pte Ltd, Company Reg No. 200909448N, EA License No. 10C4544

A global internet company is looking for:

Compliance Manager

Key Responsibilities:

· Lead the establishment and management of the compliance and anti-money laundering (AML) function in Singapore.

· Collaborate closely with regulators and relevant stakeholders to ensure effective implementation of compliance processes.

· Provide expert compliance advisory on emerging regulatory developments and changes.

· Develop and implement robust internal policies and procedures to ensure comprehensive compliance oversight.

· Conduct thorough monitoring of transactions and customer activities to detect and investigate any suspicious behavior, promptly filing necessary reports with the relevant authorities.

· Perform regular risk assessments to proactively manage and mitigate the company's risk exposure.

Requirements:

· Possess a Bachelor's Degree in Finance, Business, Law, or any other related field.

· Professional certifications such as ACAMS or ICA would be highly advantageous.

· Demonstrated track record of at least 6 years' experience in compliance, preferably within the banking or payments sector.

· Previous experience working with MAS and PSA licensing is strongly desired.

· Excellent bilingual proficiency in both English and Chinese to effectively communicate with stakeholders in both languages.

Trade & Compliance Executive

Basic Salary: $2000 - 2500
Working hours: 9am-6pm (Mon-Fri)
Address: Cecil Street (Tanjong Pagar/ Telok Ayer MRT)

Job Description:

• Collaborate with cross-functional teams to enhance internal processes related to quotation speed, relevant shipping documents, inventory management (oversees WH), and supply chain planning in general
• To assist in quotation matters
• To liaise with partners on compliance matters
• To ensure compliant coordination between pricing and operations team
• To foster a culture of continuous learning and professional development within the team

Job Requirements:

• With relevant working experience is preferred.
• With Diploma in logistic / supply chain is preferred.
• Training Provided

If Interest please kindly click on the Apply button

Ong Choon Kiat (James) | Reg No: R22104989

The Supreme HR Advisory Pte Ltd | EA No: 14C7279

Responsiblities

• Regulatory Monitoring: Keep up-to-date with, and understand, relevant laws and regulations associated with our industry.
• Compliance Review and Reporting: Assist in reviewing company policies and practices to ensure they meet regulatory standards. Help prepare compliance reports for internal and external use.
• Document Management: Maintain accurate records of compliance activities, such as complaints received or investigation outcomes.
• Compliance Training Support: Help develop and implement compliance training sessions for employees.
• Audit Assistance: Support compliance audit processes, including preparing necessary documentation and resolving audit queries.
• Policy Development Support: Assist in the development and update of internal compliance policies and procedures to ensure they are current and comprehensive.
• Risk Assessment: Help identify compliance risks and assist in implementing corrective actions and improvements.

How to Apply:

Interested applicants, please email your resume to claralim@recruitexpress.com.sg

Clara Crystal Lim Tyn Wei

CEI No: R23117784

Recruit Express Pte Ltd

EA Licence No: 99C4599