Total 5,222 compliance manager job vacancies in Information Technology category in The United States of America

Junior Product Manager - Core Products

At Silverlake MasterSAM, we believe that “A great product comes from real users”. We always listen to our customers and understand their problem areas because we always believe there is nothing that can beat the user’s real experience. Many of our successful innovations are the result of our attentiveness to customers’ quest for more effective solutions to tackle their IT security issues. We relentlessly pursue innovation to effect relevant and more practical solutions to our customers’ increasingly complex security problems – in the core area of privileged user access management.

This is an entry level position reporting to the Senior Product Manager to work on our core product which provides Privilege Access Management. Our team roles are constantly evolving as we grow, so be prepared for constant tweaks in roles and responsibilities. 

 

What You'll Do

●      You will be part of the product management team working on core products with initial focus areas in analytics or UX

●      You’ll be responsible for the delivery of your selected product focus area

●      You’ll be interacting with customers, PMs, engineers and sales teams to understand their pain points to prioritize features for maximum impact

●      Documenting stories and acceptance criteria, illustrating flows and high level UX that will be understood by engineering teams

●      Collaborate with the release team to plan out releases for your focus area

●      Get your hands dirty with engineering and support teams to understand the ins and outs of the product 

●      Support engineering team tasks when all hands on deck is needed

 

Must have skills

●      Empathy – able to put yourself in another person’s shoes and understand their experiences

●      Critical thinking – capable of breaking big problems into small, manageable tasks

●      Strong written and verbal communication in English

●      Good presentation skills

Nice to have skills

●      Experience in using JIRA and Confluence

●      Experience or interest in cybersecurity

●      Experience working with APIs

●      Experience working with cloud platforms

●      Experience with integrations

●      Have a flair for writing content

• There is an in-lieu replacement leave PH fall on Saturday
• Recognize all Public Holidays in Selangor state
• Parking Allowance, Medical, Optical, Dental Benefits

We are seeking a skilled professional to join our team in Sydney as we uphold our commitment to data protection and privacy compliance. As Data Protection Compliance Manager, you’ll play a crucial role to establish and maintain robust policies, procedures, and systems that meet the requirements of the Australian Privacy Act, Australian Privacy Principles, and the European General Data Protection Regulation (GDPR). If you are ready to make a meaningful impact in safeguarding personal information and upholding privacy standards, we invite you to apply for this exciting opportunity at ING.What you’ll do Support the Data Protection Officer (DPO) in ensuring ING's adherence to Data Protection and Privacy Act obligations, best practices, and legal precedents by translating legal changes into practical policies and procedures.Act as a primary point of contact for privacy inquiries and complaints from internal teams across Retail and Wholesale businesses.Provide timely advice on data privacy queries, individual rights requests, and complex complaints, including appeals…

Click here to view more detail / apply for Data Protection Compliance Manager

About The Company

Our client is a Wholesale bank with a long-standing history in Singapore. It has a well-established international network and a strong commitment to the growth in Asia. They are looking to recruit a Head of Compliance to ensure the business is operating in accordance with all relevant regulations.

About The Job

• Establish and continuously maintain effective relationships with regulators, internal and external auditors and lawyers, and be the point of contact for all compliance-related matters
• Advise and support the business on all regulatory and Anti-Money Laundering (AML/CFT) matters to ensure compliance with local and group requirements
• Act as the local Data Protection Officer (“DPO”) for the Branch as well as the FATCA advisor
• Assist in identifying and managing compliance risks
• Carry out all necessary regulatory as well as head office reporting as and when is required
• Conduct training on all compliance matters to management and staff
• Address issues raised by regulators, senior management and auditors

Skills And Experience Required

• Bachelor’s degree from a recognised institution
• Minimum 15 years of relevant experience in legal & compliance functions ideally in a wholesale banking environment
• Possesses charisma, is persistent and persuasive with strong stakeholder management
• Comprehensive knowledge of business standards, policies and procedures in a financial/banking environment

To apply online please use the 'apply' function, alternatively you may contact Daniella Koh at 98237297 or daniella.koh@randstad.com.sg

(EA: 94C3609/R1655148) )

CGS International Securities Pte. Ltd. (CGS International) is an award-winning and market leading integrated financial services provider, ranked among the top securities houses in Asia.

CGS International taps on our wealth of global and ASEAN insights to offer equities trading, leveraged products, wealth management, investment banking, equities research, Shariah-compliant financing, fixed income, currency and commodities, structured products and prime brokerage services in over 15 countries and regions.

Along with its parent organisation China Galaxy Securities, a leading securities house in China, CGS International is trusted by more than 15 million customers globally.

Job Description

• Identify, assess, interpret and advise, monitor and report on the company’s compliance with regulatory requirements.
• Responsible for the compliance and AML/CFT framework.
• Develop and implement a consistent approach to the Compliance programs, policies and practices
• Maintain subject matter expertise to advise management and business units on any regulatory issues.
• Keep track of new regulatory developments and advise the relevant departments on the potential implications.
• Prepare and submit compliance reports to various stakeholders including Board of Directors and Head Office.
• Work with internal stakeholders to respond to queries from external parties such as regulators and auditors.
• Review new and revision to the company's policies and procedures.
• Ensure that all complaints are properly investigated and reviewed.

Job Requirements

• Bachelor's Degree
• At least 15 years of compliance related experience in financial industry.
• Proficiency in Chinese will be an advantage to liaise with our Chinese business partners
• Excellent communication and interpersonal skills
• Effective leader with the ability to motivate and build good rapport and collaborative working relationships with all levels of staff.
• A good understanding of the applicable laws, rules and standards that apply to the various businesses that the company is involved in.
• Analytical thinking and good communication skills
• Actively helps to seek solutions to achieve business objectives while complying with regulatory laws and requirements

As one of the world's top International Medical Insurance companies, IMG helps individuals and companies of all sizes. Every second of every day, vacationers, those working or living abroad for short or extended periods, people traveling frequently between countries, and those who maintain multiple countries of residence use our products to give themselves global peace of mind®

We are looking to grow our teams with people who share our energy and enthusiasm for creating the best experience for travelers.

JOB DETAILS

• Location: Indianapolis, IN
• Relocation Expenses Reimbursed: No
• Qualified candidates must be legally authorized to be employed in the United States. IMG will not be providing sponsorship for employment visa status (e.g., H-1B or TN status) for this position.

JOB SUMMARY

This position is responsible for monitoring, reporting and assisting operational leaders with maintaining or achieving industry legal, regulatory, and operational compliance across the enterprise, including by completing operational and compliance audits and by coordinating compliance initiatives, reporting and risk assessments with parents, subsidiaries and affiliates. This position will work collaboratively with senior management, team leaders, and business partners to clearly communicate compliance standards and provide the support needed for the Company's operational leaders to meet the Company's and Industry's Best Practices and continuously support the improvement of the technical quality of the Company's compliance, measuring compliance through the completion of audits and quality reviews. The position will analyze and communicate findings, recommend solutions, and assist in the development of meaningful action plans.

PERKS

• Comprehensive benefits package including Medical/RX/Dental/Vision insurance
• 401k Plan with company match
• Free employee parking
• On site fitness center
• Casual dress environment
• Tuition reimbursement plan

DUTIES AND RESPONSIBILITIES

• Provide oversight relating to the Company's compliance, including the maintenance of a compliance monitoring plan
• Serve on committees, working groups and projects required to coordinate compliance monitoring, reporting and new initiatives with parent companies and ownership
• Provide oversight on regulatory matters relating to any and all branch offices of the companies
• Work directly with all Company stakeholders regarding rollout and implementation of compliance policies and procedures
• Monitor and assess third-party vendors' and service providers' compliance programs
• Review, edit, revise and, when appropriate, approve contracts affecting or revising Company's compliance obligations
• Monitor and report on compliance risk to executive management
• Ability to assess compliance with all applicable laws, rules and regulations regarding the Company's products and services.
• Maintain a professional and credible profile with senior stakeholders in the Group, providing the central point of contact for compliance matters
• Supervise the compliance resources of the Group to ensure appropriate controls are in place at any given time
• Oversee and manage the compliance relationship with business partners and support audit requirements of the Group
• Implement and drive compliance change

QUALIFICATIONS AND REQUIREMENTS

• Bachelor's Degree in Business Management or related field
• Minimum 5 years of experience in the insurance or financial services industry in a regulatory or compliance related position
• Experience with monitoring and reporting on data privacy and data security standards
• Solid leadership skills and ability to lead and develop a small team

PREFERRED SKILLS AND QUALIFICATIONS

• JD desired
• The candidate should have the ability to drive change in culture, maintain integrity at all times, and be able to guide and influence Board thinking
• Proactive approach: this person must be able to engage with a dynamic business to drive and deliver regulatory best practice
• Ability to understand commercial business dynamics and articulate regulatory risks to the business managers for commercial decisions
• Team player with good interpersonal skills
• Ability to work under pressure to tight timelines and without direct supervision.
• Organized and methodical
• Excellent business analytical skills
• Excellent communication skills, both verbal and in writing
• Knowledge of the UK's insurance regulatory framework - experience of working within the Lloyd's Insurance sector
• Experience monitoring and reporting on compliance with:
  • GDPR
  • FISMA
  • HIPAA
  • NIST Data Security Framework
  • FCA Handbook
  • Anti-Money Laundering Rules and Regulations
  • Anti-Bribery and Corruptions Rules and Regulations
  • Solvency II
  • Payment Services Directive (Latest Version)
  • SOC II
  • International sanctions screening requirements under OFAC, EU, UN, Bermuda and other major frameworks
• Knowledge and familiarity with global privacy and data security laws
• Previous dealings with the FCA/FSA in respect of insurance.
• An appreciation of the regulatory challenges of trading with brokers and clients based inside and outside the US, EU and UK.

IMG is committed to creating a diverse environment and is proud to be an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, ethnicity, national origin, religion, gender, gender identity or expression, sexual orientation, genetic information, disability, age, veteran status, and other protected statuses as required by applicable law.

Proud member of the Disability Confident employer scheme

Summary:

Rochdale Training has an exciting opportunity for a Data Input/Compliance Administrator to ensure contractual compliance through audit and input of information through data claim submissions.

Key Responsibilities:

- Use bespoke electronic system(s) daily to audit all evidence relating to learner data.
- Ensure all paperwork is both present and in line with contractual requirements and processes.
- Undertake validation activity to ensure accuracy and standards are met.
Prepare and update monthly profiles for monthly Senior Team meetings.
- Check and assure that evidence is compliant with contractual and regulatory requirements prior to submission to funding body and approve financial and performance claims.
- Work within strict data security protocols and always ensuring adherence to GDPR.
- Support with preparation and facilitation of various audits.
- Keep abreast of contractual requirements, commissioner guidelines and funding rules.
- Support colleagues to understand programme compliance requirements and processes.
- Support with archiving and retrieval of records to provide general administrative support for the team.
- Respond to queries by various mediums such as phone, teams/zoom, messaging, email in a clear and articulate manner.
- Ensuring attention to detail and presentation are consistently at high standards.
- Ensure confidentiality and professionalism are always kept.
- Liaise with internal and external partners as appropriate using various forms of communication.
- Work to daily, weekly, and monthly targets and deadlines.
- Demonstrate efficient time management in balancing workload and priorities to meet deadlines.

About You:
- Must have a methodical and analytical approach and an eye for detail.
- Organisational and multi-tasking skills to effectively balance time and priorities.
- Excellent IT skills, able to use Microsoft packages to a good standard.

Essential Requirements:

- Ability to work to challenging targets and key performance indicators.
- Must have strong interpersonal skills to deal with customers, colleagues, and partners.

Desirable Requirement:

- Experience of working in a compliance role or similar position with comparable duties and responsibilities.
- Have experience of working on publicly funded contracts within the education sector and necessary funding rules.
- Experience of using Management Information Systems.
- Business Administration Level 3 or above.

Proud member of the Disability Confident employer scheme

Job Responsibilities:

• Develop systems using above technologies.
• Support system developments for automation of IT Governance, Risk, and control (GRC)
• Preferred to have familiarity with Manufacturing.
• Exposure to IT Auditing & Governance policies.
• Must be able to work across different levels of an organization and with IT Auditing stakeholders.
• Support internal audit with computer or IT audits.
• Support data analysis in GRC.
• Any other duties/project assigned.

Job Requirements:

• Degree in information technology/computer information systems/computer science or related.
• Able to do coding for both Client side and Server-side coding using above technologies.Able to perform both Front end & Backend development.
• Understanding of web technology stack, including HTTP, REST, cookies, caching.
• Should be proficient in SQL ERD, SQL queries, Stored procedures, views, and functions.
• Familiar in CI/CD process and experience on any GIT will be an advantage.
• Skills set required with 3 to 5 Years of experience in:

- Visual Studio 2017 to 2022

- SQL Server 2012 till 2019

- C#, ASP.NET, ADO.NET, MVC, Web API, Angular

- JavaScript, jQuery, AJAX

- HTML5, Responsive Design

- LINQ to SQL, coding for Windows Services

Others:

• Working Location: Bulim Walk (nearest MRT: Boon Lay)
• Mondays - Fridays: 8:00am to 5:30pm
• Uniform & Lunch provided
• Company transportation at various pickup points (Northern & Western areas of Singapore)

Role Description

Covers all aspects relating to the firm’s Compliance & Risk related matters. Member of extended Management of the firm.

Responsibilities:

• Reviews and approves/rejects CDD & KYC for new client/Ambassador/Introducer/Counterparts on-boarding before submission to COO/CEO for senior management approval;
• Works closely with Partners and Associates to facilitate the collection for CDD/KYC data and other relevant documents required for account opening with the respective custodian bank;
• Conducts CDD/KYC reviews on existing clients/Ambassadors/Introducers through periodic reviews (i.e. annually, every two years, depending on risk classification of client and/or internal policy for Ambassador/Introducer);
• Ensures evidence of client’s identity and other relevant documents are in order and duly stored in CRM/client files and maintained accordingly;
• Performs ongoing monitoring for clients’ accounts, incl. screenings
• Manages compliance due diligence reviews on clients’ accounts
• Reviews and approves/rejects CDD & KYC for onboarding/periodic review of Custodian Banks;
• Onboarding/Reviews and approval/reject for Investments with 3rd Parties;
• Review & maintenance of MAS Outsourcing Register and its related;
• Bi-weekly AML transaction monitoring submitted by Front Office;
• Implements sustainable strategy relating to the firm’s compliance policies and guidelines (i.e. risk controls and assessment)
• Coordinates annual review of firm’s policies and guidelines relating to AML, CFT, Higher Tax Risk assessment
• Re-engineers current firm’s policies and guidelines to ensure adherence to the updates by the regulators
• Updates MAS Circular Depository and reminds staff acknowledgement
• Responsible for SONAR as administrator (filing of STRs, etc.)
• Conduct staff dealing spot checks every quarter;
• Acts as key contact person for liaison with the regulatory authorities and internal auditors

Global Head of Compliance, Singapore

About SingX

SingX is an established Payment Services company, headquartered in Singapore. Founded by a group of ex-bankers, SingX is changing the way cross border payments are made. We began operations 8 years ago. SingX has been the recipient of multiple industry awards, including the MAS (Monetary Authority of Singapore) Fintech award in 2017 and is ranked amongst the top 5 cross border payment providers in Singapore.

We have live operations in 3 major financial centres (Singapore, Hong Kong and Australia) and provide Multi Currency Accounts which can be used to “collect, hold, convert and pay” efficiently. “Collect” or receive money from buyers. “Hold” funds. “Convert” from one currency to another. “Pay” suppliers or employees. We specialize in making cross-border payments and make payments to over 180 countries.

Our Core Value Proposition is Cheaper, Faster, More Convenient payments. We offer 100% Digital Solutions delivered off a world class technology platform. Our service offering includes:

1.Consumer Solutions

2.Business Solutions

3.Solutions for banks and payment intermediaries

4.Trade and Supply Chain solutions

SingX has been founded by a group of ex-bankers. The Senior Management team has rich experience with International Banks and has deep expertise in governance, banking, and payments. We operate to the principles of Trust and Integrity. We take our governance and compliance obligations seriously. The only business that we take on, is business which we understand.

We “create” customers by offering them guaranteed savings and “keep” customers by offering them an unparalleled experience. We have a loyal employee base with very little or no attrition.

Job Description

We have an opening for a Head of Compliance. This is a key role which reports to the Chief Compliance Officer and is responsible for managing Compliance across all geographies, Singapore, Hong Kong, Australia, and globally

The company is experiencing rapid growth and is at an inflection point. We have ambitious growth plans, this role could be professionally transformative to anyone aspiring to build career in the fintech payments space.

We are looking for an individual who has solid experience in

(i) Regulatory Compliance

(ii) Proven experience of managing KYC and Ongoing monitoring of Customers who are Individuals, Businesses and Financial Institutions

(iii) Experience in driving technology capability build related to operations and compliance

Key Responsibilities

· Develop and Manage Compliance Programs for all the business segments, Individuals, Businesses and Financial Institutions

· Act as the Company face to Regulators and External Auditors

· Take Responsibility for acquiring licenses in new geographies

· Work with the Business Teams and Marketing Teams to build our Technology Platform, Automate Workflows and constantly improve the customer experience

Requirements

· 10-12 years of experience in Transaction Banking, preferably with a reputed Multinational Bank

· Must have hands on experience in Regulatory Compliance, managing customer KYC, Transaction Processing

· Ability to approach Regulatory/Compliance Issues from a business point of view to come up with practical solutions

· High integrity, ensuring business is conducted in an ethical manner

· Ability to multi-task and solve complex issues simultaneously

· Demonstrated ability in delivering an Unparalleled Consumer Experience

· Ability to lead and motivate teams and work amicably with the rest of the team

Job Summary: At Nimbuscare, we recognise that good governance can only happen when an organisation sees scrutiny and challenge as opportunities to learn and improve. We are seeking an experienced, skilled and compassionate senior leader for the role of Associate Director of Clinical Governance. You will have experience of clinical governance in either the NHS and / or Primary Care and be keen to develop your career in a dynamic, forward thinking, and innovative healthcare provider. You will ensure that you build effective relationships with regulatory bodies and will support wider system thinking in this fundamental area. We are looking for someone who has the skills, knowledge and judgement to act as an independent and impartial advisor to the Board of Directors, particularly where challenging issues require resolution. The successful applicant will see governance as an enabling function, and one that can support performance by encouraging conversation and action, built around improving the way we work. This new role reflects our ambition to strengthen further our approach to clinical governance. It will be integral in joining up how we bring together all aspects of governance to inform and improve the care we provide to our patients. Main Duties and Responsibilities: Keeping the organisation safe Providing independent advice on highly complex and sensitive clinical governance issues to the Board of Directors To develop and implement the framework, systems and processes for sound clinical governance across the organisation. Take responsibility for the development of a continuous cycle of improvement in good governance, working with Executive and Non-Executive Directors, developing reporting and assurance processes. Provide strategic direction and advice to the Board of Directors and be responsible for the development of the organisation's clinical governance structure and lead on the implementation across Nimbuscare. Including CQC requirements and other national guidance relating to governance. Be CQC Registered Manager Leading and managing the process for the development, audit and review of the organisations core policies and guidelines. Act as a central point of contact for providing clinical governance information for bodies. Draft strategies, papers, and reports on clinical governance issues for relevant meetings / committees. Provide senior advice to members of the Board, Senior Leaders and Managers and other staff on clinical governance issues. Provide professional judgement on appropriate action in response to any differences of opinion that arise in relation clinical governance issues. Remain abreast of and ensure that Nimbuscare complies with all relevant legislation and best practice in clinical governance, interpreting national policy and guidance, advising the Board and others in the organisation accordingly. To constructively challenge processes and behaviours in relation to governance, risk and quality of care, escalating to direct line managers any performance issues as required. The job description is provided as an outline of the key tasks and responsibilities and is not intended to be an exhaustive list. The job will change over time to reflect the changing needs of Nimbuscare and its services as well as the personal development of the post holder.

We are seeking a Manager for our clients 1st Line Technology Risk & Compliance team. This is a pivotal role, playing a critical part in the organisational structure. Benefits & Compensation The role offers a competitive package of up to $200,000 per annum, with the potential for a 20% discretionary bonus. ... We are seeking a Manager for our clients 1st Line Technology Risk & Compliance team. This is a pivotal role, playing a critical part in the organisational structure. Benefits & Compensation The role offers a competitive package of up to $200,000 per annum, with the potential for a 20% discretionary bonus. This opportunity is designed for an experienced professional ready to take on significant challenges and drive strategic change within the technology risk and compliance domain. Key Responsibilities Oversee a growing team, ensuring effective management and support. Demonstrate a strong background in technology and cyber risk, including expertise in data security and managing…

Click here to view more detail / apply for Manager, 1st Line Technology Risk & Compliance

Role Description

Covers all aspects relating to the firm’s Compliance & Risk related matters. Member of extended Management of the firm.

Responsibilities:

• Reviews and approves/rejects CDD & KYC for new client/Ambassador/Introducer/Counterparts on-boarding before submission to COO/CEO for senior management approval;
• Works closely with Partners and Associates to facilitate the collection for CDD/KYC data and other relevant documents required for account opening with the respective custodian bank;
• Conducts CDD/KYC reviews on existing clients/Ambassadors/Introducers through periodic reviews (i.e. annually, every two years, depending on risk classification of client and/or internal policy for Ambassador/Introducer);
• Ensures evidence of client’s identity and other relevant documents are in order and duly stored in CRM/client files and maintained accordingly;
• Performs ongoing monitoring for clients’ accounts, incl. screenings
• Manages compliance due diligence reviews on clients’ accounts
• Reviews and approves/rejects CDD & KYC for onboarding/periodic review of Custodian Banks;
• Onboarding/Reviews and approval/reject for Investments with 3rd Parties;
• Review & maintenance of MAS Outsourcing Register and its related;
• Bi-weekly AML transaction monitoring submitted by Front Office;
• Implements sustainable strategy relating to the firm’s compliance policies and guidelines (i.e. risk controls and assessment)
• Coordinates annual review of firm’s policies and guidelines relating to AML, CFT, Higher Tax Risk assessment
• Re-engineers current firm’s policies and guidelines to ensure adherence to the updates by the regulators
• Updates MAS Circular Depository and reminds staff acknowledgement
• Responsible for SONAR as administrator (filing of STRs, etc.)
• Conduct staff dealing spot checks every quarter;
• Acts as key contact person for liaison with the regulatory authorities and internal auditors

PRODUCT AREA

Google Cloud accelerates every organization’s ability to digitally transform its business and industry. We deliver enterprise-grade solutions that leverage Google’s cutting-edge technology, and tools that help developers build more sustainably. Customers in more than 200 countries and territories turn to Google Cloud as their trusted partner to enable growth and solve their most critical business problems.

JOB DESCRIPTION

A problem isn’t truly solved until it’s solved for all. That’s why Googlers build products that help create opportunities for everyone, whether down the street or across the globe. As a Program Manager at Google, you’ll lead complex, multi-disciplinary projects from start to finish — working with stakeholders to plan requirements, manage project schedules, identify risks, and communicate clearly with cross-functional partners across the company. Your projects will often span offices, time zones, and hemispheres. It's your job to coordinate the players and keep them up to date on progress and deadlines.

Our goal is to build a Google that looks like the world around us — and we want Googlers to stay and grow when they join us. As part of our efforts to build a Google for everyone, we build diversity, equity, and inclusion into our work and we aim to cultivate a sense of belonging throughout the company.

ADDITIONAL JOB DESCRIPTION

The Compliance Assurance team within the Cloud CISO organization is responsible for developing and enhancing governance processes to improve efficiency, transparency and control, as well as ensure alignment with Cloud CISO standards and compliance with key regulatory, industry, and client requirements. In fulfilling this mandate, the team will collaborate closely on planning, execution, and governance with control partners across Cloud Product Areas, second line of defense teams, risk and compliance, security engineering, and privacy teams.

Qualifications

JOB RESPONSIBILITIES

• Contribute to the definition and documentation of governance and control requirements for target state global processes, including drafting policies and procedures.
• Develop working relationships and effectively partner with key stakeholders and subject matter experts across the organization (business and functions) to accomplish goals.
• Lead efforts for the identification and enhancement of key controls and ensure monitoring tools are appropriate and effective to identify control deficiencies.
• Define and operationalize framework for associating controls and performance to risk mitigation.
• Be able to program manage a portfolio of projects, driving multi-quarter roadmaps.

MINIMUM QUALIFICATIONS

• Bachelor's degree or equivalent practical experience.
• 5 years of experience in program or project management.
• 5 years of experience in technology risk, compliance, audit, and controls.
• 5 years of experience in information governance, information lifecycle management, compliance, legal, privacy, information security, or related areas.

PREFERRED QUALIFICATIONS

• Professional certifications in various technical areas related to IG (e.g., CGEIT, CISA, CISSP, CRISC, CIPP/US, CIPP/E, Information Governance Professional (IGP)).
• Experience using Governance, Risk (Management), and Compliance solutions to manage risk and controls.
• Experience with Open Security Controls Assessment Language (OSCAL).
• Knowledge of Google Cloud Platform services and security best practices.

about the company

A licensed Payment entity is hiring for a Head of Legal and Compliance to support and advise on a broad range of legal and regulatory matters.

about the job

Your responsibilities will be to:

• Provide sound, coherent and commercially minded legal advice and compliance support on all matters relating to the organisation’s day-to-day activities
• Build strong regulatory relationships with MAS and other regulatory bodies in championing the adoption of best industry standards
• Review and provide recommendations on the legal/compliance aspects and considerations for the development and deployment of new products and services as well as any key business initiatives
• Advise on the impact of laws, regulations and codes on current or proposed business activities

skills and experience required

• Relevant experience in Legal and Compliance positions within law firms or financial institutions; experience in a fintech environment will be an added advantage
• Well versed in the payment landscape
• Familiarity with Payment Service Act and MAS regulations
• Enjoy the start-up culture and thrive in a fast-paced demanding ecosystem

To apply online please use the 'apply' function, alternatively you may contact at daniella.koh(@)randstad.com.sg
(EA: 94C3609/R1655148 )

The Code group at the Australian Financial Complaints Authority (AFCA) monitor insurers compliance with five Industry Codes of Practice . By driving best practice, its aim is to improve standards of service in the financial services industry - ultimately helping to create a better experience for customers. The Code group is a separately operated and funded business unit of AFCA working with the independent Code Compliance Committees that monitor the Codes of Practice. The role of Senior Code Compliance Analyst will report to the Senior Manager.  Senior Code Compliance Analysts lead and support the delivery of compliance monitoring activities to support the work of independent Code committees. This position plays a key role in delivering on the Committee's purpose of driving best practice in the financial services sector and improving customer outcomes. Typically, in this role you will: In conjunction with the relevant manager and team members, work with a level of independence under broad…

Click here to view more detail / apply for Senior Code of Practice Compliance Analyst